We advise private equity funds, general partners of investment funds, sponsors and other investors on compliance with ERISA fiduciary and “plan asset” requirements, including the structure and offering of various securities and financial products, ongoing compliance with the ERISA “plan asset” rules, and compliance with ERISA and the Code’s various prohibited transaction rules and exemptions.
Ways We Can Help
- Advice with respect to exceptions to the ERISA “plan asset” rules, including real estate operating companies, venture capital operating companies, and insignificant investors
- Fiduciary and prohibited transaction rules associated with structuring, operating and administering private investment funds
- Private placement and offering memorandum review for ERISA compliance
